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regulatory

26 results tagged regulatory:

Financial adviser banned after faking her qualifications

Karren Vergara
ASIC has slapped a permanent ban on a financial adviser who doctored her exam certificate and continued to provide advice without the proper qualifications.

ASIC sues three blockchain mining companies

Andrew McKean
ASIC has accused three blockchain mining companies of asking investors to transfer funds from regulated super funds to SMSFs and convert them into cryptocurrency.

ASIC challenges court ruling in Finder Wallet crypto case

Andrew McKean
ASIC has appealed the Federal Court's decision to dismiss its proceedings against Finder Wallet.

James Mawhinney charged with dishonest conduct

Jamie Williamson
Mayfair 101's James Mawhinney was arrested yesterday and charged with engaging in dishonest conduct for allegedly claiming IPO Wealth Group owned companies that it did not.

‘ASX Wolf’ Tyson Scholz bankrupt in ASIC crackdown

Andrew McKean
ASIC has effectively bankrupted finfluencer Tyson Scholz after securing sequestration orders against him.

Former director pleads guilty to hedge fund con

Jamie Williamson
Russell Sandiford is facing possible jail time and a hefty fine after he convinced people to hand over more than $400,000 for the purpose of investing before spending it all elsewhere and paying back just 1% of the total to investors.
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